Interpreting the Faeries

This is a trip through some of the interpretations that have been cast over the faeries during the last hundred years or so. I get the impression that many folklorists are reluctant, even scared, to pin their true feelings to the mast when it comes to saying what the faeries really are. It’s pretty easy to recount folktales and faerie-stories… but what do they mean, and where do they come from? Some people are more willing than others to stick their necks out… here’s a personal choice of some of the best published interpretations of the faeries. It’s not comprehensive, but I think these works are essential if you’d like to come to some sort of understanding about what the faeries are and why they have persisted in our culture.

A brilliant place to start is with Katherine Briggs’ An Encyclopedia of Fairies from 1976. Katherine Briggs (d.1980) was president of the Folklore Society between 1969 and 1972 and wrote extensively about the folklore of the faeries, including An Anatomy of Puck, which was an adaptation of her Oxford D.Litt. thesis on 17th-century faerie literature. An Encyclopedia of Fairies correlates a wealth of (mainly British and Irish) traditions of the faeries, covering both the stories and anecdotes. It’s a skilful overview of the phenomenon, that doesn’t shirk from ontological discussion of subjects such as ‘the origin of the fairies’ and ‘time in fairyland’… not subjects that were much discussed when she was writing in the 1970s, mainly because to do so was to give some credence to the reality of the faeries beyond their folkloric representation. But the main emphasis of the book is to summarise the hundreds of different faerie types and stories. It is authoritative, beautifully written, well referenced, and is a route into a deeper understanding of why the faeries are such an important element of British and Irish folklore. Unfortunately, it’s been out of print for a while and is difficult to find for less than £50. But if you can procure a copy, you’ll soon realise that it is a prime reference book for beginning to understand the faeries and where they come from. The New York Times Book Review said: “If myths are both the food and fruit of the imagination, then Katherine Briggs has prepared a banquet. There seems to be no end to the information in this enchanted almanac.”

More international in scope, and wonderfully illustrated (by Claudine and Roland Sabatier), is The Complete Encyclopedia of Elves, Goblins and other Little Creatures by Pierre Dubois (1992). Dubois has a very playful style of writing that matches the subject matter perfectly, and he covers an extraordinary range of faerie types from around the world, co-ordinated into sections that describe each entity alongside an illustrative story. The description usually includes the ‘behaviour’ of the faerie in question. Typical of Dubois’ tone is this entry for the behaviour of The Mimi, supernatural entities of the aboriginal Australians…

“As we have seen, these elves from the middle worlds are benevolent, hospitable, and gracious. But they are also amongst those elves with a sensitive, versatile and quick-tempered nature – quite suddenly, they can change a serene environment into a disaster zone if someone has dared to stand on a sacred stone, pick their favourite herb, or dirty the water they came to draw in the evening. The Mimi keep kangaroos, pythons, koalas, opossums, and crocodiles as humans keep cats and dogs. So anyone who lays a finger on them is regarded by the Mimi as damaging their pets.”

It seems possible that it is the Mimi that are invoked in the aboriginal rock shelter paintings from Kimberley, Western Australia, c.10,000 BCE (see Shamanic Explorations of Supernatural Realms: Cave Art – The Earliest Folklore for a discussion of the faeries as subjects of prehistoric cave and rock art).

The Mimi, Kimberley, Australia, c.10,000 BCE

Briggs and Dubois are indebted for many of their interpretations of the faeries to the folklorists of the 19th and early 20th centuries. One of these was Edwin Sidney Hartland (1848-1927) whose The Science of Fairy Tales: An Enquiry into Fairy Mythology (1891) is one of the first studies that attempts to place the faeries in an anthropological context. Whilst couched in somewhat sonorous Victorian language, this volume dissects various aspects of faerie lore, such as the changeling and faerie midwife stories, and what Hartland calls ‘the supernatural lapse of time in fairyland’. Hartland is happy to recount the requisite folktales in full, but he provides a constant running commentary on the possible meanings and originations of the stories. It’s an essential primer, both for a window into 19th-century views of the faeries, and as the earliest attempt to understand the phenomenon, using the anthropological toolkit of the 1890s.

Two decades later WY Evans-Wentz went one step further by applying his interpretations of the faeries on fieldwork he carried out himself. The Fairy-Faith in Celtic Countries was published in 1911, and was based on Evans-Wentz’s journeys through the Celtic realms of Ireland, Scotland, Wales, the Isle of Man, Cornwall and Brittany, between 1907-11, where he collected stories and anecdotes about the faeries from the rural populations. His language can occasionally seem archaic and quaint, but there is no doubt that he imbued himself in the Celtic communities that he spent time with during his years of travels amongst them. He had the time, that a modern anthropologist/folklorist could only dream of, to visit these communities and spend time with them, soaking up their stories and anecdotes, which revealed so much about the deeply ingrained belief in the faeries and the way these entities interacted with consensual reality. In doing so, he gained a great admiration for the rural people he came across, who would tell it like it was.

“The great majority of men in cities are apt to pride themselves on their own exemption from ‘superstition,’ and to smile pityingly at the poor countrymen and countrywomen who believe in fairies. But when they do so they forget that, with all their own admirable progress in material invention, with all the far-reaching data of their acquired science, with all the vast extent of their commercial and economic conquests, they themselves have ceased to be natural… they have lost all sympathetic and responsive contact with Nature, because unconsciously they have thus permitted conventionality and unnaturalness to insulate them from it.”

This quote is from the introduction to The Fairy-Faith, and it sets out Evans-Wentz’s stall. He was on the side of the rural peasantry who were the repository of the vast wealth of folklore represented in their tales of the faeries. He recognised the innate importance of what they were conveying, and was not shy about convincing his reader of the authenticity of what they told him, even if it was anathema to the conventual scientific and materialistic wisdom of his age. But by the time Evans-Wentz made his tour of Celtic countries between 1907-11, the general belief in faeries was waning. By cataloguing rural stories, anecdotes and theories about the faeries, just before WWI tore apart many of the traditional ways of life, and by doing it in such an open-minded and empathetic manner, he has left us with a rare treasure mine of Celtic faerie data.

Evans-Wentz spends much time discussing seership and the second-sight that was usually necessary to interact with the faeries. This was taken to another level by the Austrian spiritual philosopher Rudolf Steiner, who, in a series of lectures between 1908 and 1924, outlined his concept of the faeries as nature spirits (sometimes calling them elementals) and their fundamental role in ensuring the propagation of the natural world. Steiner called second-sight clairvoyance, and took it as a given reality. His language is sometimes difficult and obtuse, but his descriptions of the inter-penetrating of the physical world with the spiritual world is compelling, and points towards a deeper, cosmic understanding of the nuts and bolts of how the world really works. He terms consensus reality as the sense world, and the spiritual realm as the supersensible world. For Steiner, the supersensible world exists as a field of energy devoid of matter, but which constantly interacts with the physical sense world. What exists in the supersensible world is in effect a fifth dimension of reality upon which our own four dimensions rely, and which is essential to the well-being of all life, but can only be perceived by clairvoyance. It is this special faculty that allows people to recognise how the worlds of matter and spirit intertwine.

Steiner’s theosophist ideas gained traction through the 20th century, and helped shape a new vision of the faeries as elemental forces of nature, that stripped them somewhat of their folkloric mischievous immorality. By 1952 Geoffrey Hodson was able to take this concept further in his book The Kingdom of the Gods. For readers with a materialistic disposition, this work may be a step too far, and will certainly require a re-tuning of the Western mindset to accept what he is conveying. But Hodson is very clear in his description of a hierarchy of metaphysical beings, which exist alongside physical reality and interact with it. Without this hierarchy there is no life. Hodson uses his clairvoyance to investigate the phenomenon gnostically, and takes us into a dense world of cosmic vitality, introducing several Eastern mystical traditions to explain his direct experiences with nature spirits. One such is Fohat:

“Fohat is the universal constructive Force of Cosmic Electricity and the ultimate hidden power in this universe, the power which charges a universe with Life, with Spirit; it is described as the Will and the Mind, the very Self, of God. This supreme force is in all creatures. When specialized and enclosed within the spinal cord of man it is called Kundalini, or the power that moves in serpentine path; hence its other name the Serpent Fire.”

Also from the mid 20th-century theosophist tradition (although not published in English until 2014) is Marjorie Johnson’s Seeing Fairies. Johnson (acting on behalf of the Fairy Investigation Society) collected over 500 anecdotal descriptions from people who claimed to have seen or interacted with faeries, and compiled them together with her own experiences. Some of her correspondents were Theosophists, with an avowed history of clairvoyance. But the majority were not, and their honest appraisals of seeing faeries are usually singular events in their otherwise non-clairvoyant lives. Their subjective anecdotes may be contentious as scientific evidence, but they are a fascinating collection of experience reports. The faeries described range from traditional folkloric types to metaphysical nature spirits, occasionally morphing into the delicate, genteel winged faeries of Victorian invention.

Perhaps that should be Victorian re-invention. The best overview of what happened to the faeries in popular consciousness during the 19th century is Carole Silver’s Strange and Secret Peoples from 1999. She marshals evidence from a range of sources in an attempt to explain how the pre-Victorian folkloric faerie traditions were appropriated by artists and writers through the 19th century, and remoulded into a new vision of what they were and what they meant. Part of this movement spawned the image of faeries as tiny, incandescent creatures with wings – unknown before the 19th century – which has in turn informed our own disneyfied faeries of modern popular culture… the Tinkerbell effect. But there was much more to the re-invention than this:

“That the Victorians were utterly fascinated by the faeries is demonstrated by the art, drama. and literature they created and admired. Their abiding interest shows in the numerous, uniquely British faerie paintings that flourished between the 1830s and the 1870s – pictures in part inspired by nationalism and Shakespeare, in part as protest against the strictly useful and material, but in either case, as attempts to reconnect the actual and the occult.”

As with most academic studies of the faeries, Silver is willing to go only so far into an investigation of the origins of the faeries themselves, and their potential real presence in the material world. But such restraint is not shown by Carlo Ginzburg in his monumental 1989 book Ecstasies: Deciphering the Witches’ Sabbath. Whilst the main subject matter is the witches’ sabbath in the medieval and Early Modern periods, Ginzburg recognises the essential role the faeries play in accounts of the sabbath. His use of historical sources to recreate what was really going on at the sabbaths is deeply impressive, and he has single-handedly overturned previous cultural historical theses, that the sabbath was simply an imaginary construct of the ecclesiastic and secular elites to close down on perceived heretics and maintain control over subversive groups. The sabbaths were real, and Ginzburg goes into detail as to how and why the faeries were included in these sacred rituals, facilitating ‘ecstasies’ and accompanying the witches on their metaphysical journeys. This eventually brings us to Ginzburg’s main hypothesis, that the sabbath was a survival of Eurasian prehistoric shamanism. The ‘ecstasies’ were brought about through group altered states of consciousness that enabled the witches to partake in a metaphysical reality for magical purposes… they were travelling to the otherworld, accompanied by their faerie familiars, just as Eurasian shamans had done. Ginzburg convincingly argues the case for continuity from prehistoric shaman to medieval/Early Modern witch.

In her compelling 2005 book Cunning Folk and Familiar Spirits: Shamanic Visionary Traditions in Early Modern British Witchcraft and Magic, Emma Wilby takes up the baton from Ginzburg and looks in detail at the role ‘familiars’ played in British witchcraft. These were the faeries, associated with both witches and ‘cunning folk’ (white witches). Titus L’s review sums up the trajectory of the work:

“Wilby’s hypothesis is that the faerie encounter narratives of cunning folk and witches recorded in the early modern witch trials, evidence a surviving trend of folk beliefs extending unbroken from a pre christian shamanic world view. Shortlisted for the Katharine Briggs Folklore Award, 2006, the author makes an overwhelming case for the long term existence of an ancient British-Shamanic tradition. She also re-configures our understanding of witches and cunning folk as animist shamans embedded in local communities. This is an iconoclastic reversal of modern academic opinion that witches experience of spirits and their attested narratives were either the product of mental illness or more likely perhaps an enforced or contrived collusion between the often illiterate prisoner and their elite and educated religious inquisitor. That magical practitioners across the length and breadth of Britain had stood up in courtrooms and persisted in telling long and involved stories about faeries despite the fact that in doing so they often knowingly condemned themselves to death, demonstrates in as definite a way as could be possible the conviction, integrity and respect with which the cunning folk regarded their familiar spirits… the faeries.”

Wilby’s work is indeed iconoclastic, and has opened the way for a more esoteric and unconventional take on the faeries amongst academic folklorists and anthropologists. Her 2010 follow up book The Visions of Isobel Gowdie, goes even deeper into the concept of witchcraft as a survival of shamanism, using the compendious records from the trial of the Scottish witch Isobel Gowdie (and her compatriots) in 1662. These records are replete with confessions that talk about faerie familiars and zoomorphic witches, and they give us an unparalleled view into patterns of metaphysical belief in the 17th century. Wilby has an unerring ability to differentiate the real words and beliefs of the accused from witch trial documents, from the presumptions imposed on them by the persecuting Christian elites. Her work makes it very clear that in 17th-century rural communities the faeries were an accepted phenomenon, who played an essential role in the spiritual beliefs and practices of the population; under the radar of Christianity, until the witch hunts caught up with them.

But this metaphysical understanding of the faeries can be taken even further. If we step out of the halls of academia we find some truly cutting-edge interpretations of who the faeries are, and their intimate connection with a prehistoric shamanistic tradition. In his 2005 book Supernatural, Graham Hancock puts forward the hypothesis that the shamanistic cultures of the Stone Age were interacting with entities that to all intents were the same as the faeries of folkloric tradition. Around 30,000 years ago there was an explosion of symbolism in human culture, primarily represented by cave art. This cave art is usually located in hard to access underground spaces that must have had significant meaning for the artists and those who would have been experiencing these strange images by torchlight. And strange they are. Much of the cave art represents therianthropic beings, that is half human, half animal shape-shifters. Hancock makes the convincing argument that these cave paintings were produced to represent reality as perceived in an altered state of consciousness. Twenty years ago this idea was anathema to anthropologists, but since the work of the anthropologists David Lewis-Williams, Thomas Dowson and many others, the theory has tipped over to become an accepted orthodoxy. There are motifs by the hundred in the cave paintings that correlate with the visionary states of people in an altered state of consciousness, brought about most especially by the ingestion of a psychotropic substance. The basic premise is that the shamans of these stone age cultures transported themselves into altered states of consciousness and then painted the results of their experiences — experiences that frequently included therianthropic beings that coincide with descriptions of faeries in the historic period.

Hancock was building on work done by the astronomer and computer scientist Jacques Vallée, who, in his 1969 book Passport to Magonia, suggested that the folkloric faeries were one and the same as the alien abductors of the 20th (and now the 21st) century. His hypothesis is that there is a commonality to the experiences reported in alien abduction scenarios, and the reports of interactions with faeries in folklore. He suggests the aliens and the faeries are essentially the same phenomenon, tuned through the cultural receptors of the time and then interpreted accordingly. He makes special reference to the regular motifs in faerie-tales of the abduction, by various means, of humans by faeries. There’s a lot of data here – it’s the commonest motif in faerie folklore. For a variety of reasons humans are taken to faerieland in the stories, either as midwives or nurses for faerie children, as servants to the faeries, for sex, as punishment or reward, or just because the faeries feel like it. They were also keen on abducting babies, and replacing them with changelings; wizened old faerie creatures who would usually die before the end of the story if a ruse to return the human baby wasn’t discovered. These motifs, of course, coincide with many aspects of the monumentally strange phenomenon of alien abductions, reports of which have grown at an exponential rate since the early 1950s. Vallée uses a range of evidence to tie-up faerie abductions from folklore and alien abductions from modern reports, and goes as far to state:

“… the modern, global belief in flying saucers and their occupants is identical to an earlier belief in the fairy-faith. The entities described as the pilots of the craft are indistinguishable from the elves, sylphs and lutins of the Middle Ages. Through the observations of unidentified flying objects, we are concerned with an agency our ancestors knew well and regarded with terror: we are prying into the affairs of the Secret Commonwealth.”

The Secret Commonwealth was the term coined for the faeries by the Reverend Robert Kirk in a manuscript of 1691, and Vallée spends much time in the book linking the descriptions given by Kirk of the faeries to the portrayals of aliens from the 1950s onwards. Whatever you may think of the alien abduction phenomenon, it is clear that there is much consistent evidence to support Vallée’s claims. It’s a classic book, written (like Graham Hancock’s books) outside the remits of academia, and therefore free to break free of conventions, and tell us some truths without the constraints of academic orthodoxy.

Serena Roney-Dougal takes this theme of the faeries as external agents of interference in human culture and runs with it in her 2002 book The Faery Faith: An Integration of Science with Spirit, which pulls in a range of interpretations to get to the bottom of who the faeries are and their place in the world. It’s a nice blend of New-Age thinking and science, and covers a wide range of ideas, from Jungian analysis to quantum theory, written in luminous prose and with an evident understanding of the elusive nature of the faeries when we attempt to pin them down to a materialistic existence.

Finally, special mention needs to be made of the classic 1978 book Faeries by Brian Froud and Alan Lee. This is a playful, illustrative romp through faerie-lore, based on the descriptions given by Katherine Briggs in her Encyclopedia of Fairies. Froud and Lee capture the essence of folkloric faeries in their intense and atmospheric images of faeries from Britain and Ireland, always with the prescribed conviction that they are acting on ‘inside information’. There are no gossamer-winged faeries here… they’re real and vital, and the consistent republications of the volume prove the popularity of their vision. Take a look at any website about the faeries, and you’ll find some of their illustrations there. It probably ranks as the bestselling faerie book ever.

There are reams of other books about the faeries, not to mention the ever-spiralling online presence covering faerie-lore in all its aspects, but this summary is intended as an overview of what I think are the best interpretative studies of what the faeries are, where they come from, and what their stories mean. Most of the books discussed here also have good reference sections for further reading. But the faeries are elusive; interpretations can be made, but we’re always left with the distinct impression that we have not quite got to the bottom of things… and that we probably never will.

Froud and Lee Faeries

A companion piece, looking at filmic representations of the faeries, can be found here: Faeries on Film.

For more books on the faeries take a look at the extensive list on the Fairyist website here. If any readers think there are other books essential to the interpretation of the faeries, not  discussed in this article, then please do leave a comment below.

The cover image is by Polish artist Valentin Rekunenko.